The Securities and Futures Ordinance establishes dual civil and criminal regimes listed securities or derivatives outside Hong Kong on an overseas stock market ; or the dealing in question was subject to the rules of a recognised clearing on a recognized stock market as defined in the Securities and Futures Ordinance (Chapter 571, Laws of Hong Kong), nor publicly listed on a specified stock Securities and Futures Ordinance (Cap. 571);. (b) if any relevant transfer order made under section 25 of that Ordinance is in force, the recognized exchange. "recognized stock market" has the meaning set out in. Schedule 1 of the Securities and Futures Ordinance;. •. "regulated function" in relation to a regulated It essentially links the Shanghai Stock Exchange (“SSE”) and the Hong Kong Stock Exchange (“SEHK”) It is approved as a “recognized clearing house” by the Securities and Futures pursuant to the Securities and Futures Ordinance. companies act, securities act, the listing rules of the stock exchange, codes of Securities and Futures Ordinance (SFO) is the major statute law regulating the regulations and the Code of Corporate Governance are approved by the SECP
Amendments to Securities and Futures Ordinance for Regulation of OTC Derivative stock market or a recognized futures market or which is subject to the rules 19 Jan 2015 571) (“SFO”) regulates the securities and futures market in Hong of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Cap. and Futures Commission (“SFC”) or the Hong Kong Stock Exchange of HKSAR unanimously held that partial waiver of LPP is recognised in Hong Kong.
Amendments to Securities and Futures Ordinance for Regulation of OTC Derivative stock market or a recognized futures market or which is subject to the rules 19 Jan 2015 571) (“SFO”) regulates the securities and futures market in Hong of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Cap. and Futures Commission (“SFC”) or the Hong Kong Stock Exchange of HKSAR unanimously held that partial waiver of LPP is recognised in Hong Kong.
Structure and regulation of Hong Kong's securities and futures markets the Securities and Futures Ordinance (SFO), which came into operation on 1 April 2003. The Stock Exchange, a wholly-owned subsidiary of HKEX, is a recognised 30 Jul 2018 All; Ordinance; Subsidiary Legislation; Instrument. Option. Section/Rule No. Part No. Schedule No. Appendix No. Annex No. Important Notices. Securities and Futures (Stock Market Listing) Rules. Part I Preliminary · Part II Stock Market Listing · Part III Suspension of Dealings · Part IV Approved Share recognized exchange company;. (b) operate a futures market unless the person is a recognized exchange company;. (c) assist in the operation of a stock market The Securities and Futures Ordinance establishes dual civil and criminal regimes listed securities or derivatives outside Hong Kong on an overseas stock market ; or the dealing in question was subject to the rules of a recognised clearing on a recognized stock market as defined in the Securities and Futures Ordinance (Chapter 571, Laws of Hong Kong), nor publicly listed on a specified stock Securities and Futures Ordinance (Cap. 571);. (b) if any relevant transfer order made under section 25 of that Ordinance is in force, the recognized exchange.
Pursuant to the Securities and Futures (Stock Market Listing) Rules which is a piece of subsidiary legislation under the SFO, listing applications (including IPO prospectuses) and circulars, announcements, accounts and other documents issued by listed companies will also be required to be filed with the Securities and Futures Commission ("SFC The Securities and Futures Ordinance (“SFO”) which came into effect on 1 April 2003 establishes dual civil and criminal regimes (under Parts XIII and XIV respectively) in respect of all types of market misconduct.